Minted Protocol
Institutional Diligence Materials

Legal Issuer
Architecture Framework

Multi-jurisdictional legal architecture for the regulated issuance of mUSD and smUSD across European, Asian, and qualifying United States markets.

Entity
Minted Protocol / MintedAssociates Corp
Date
April 2026
Document
Architecture Framework v1.0

01Executive Summary

Minted Protocol is operated by MintedAssociates Corp and maintains a multi-jurisdictional legal architecture designed to deliver regulated issuance of mUSD, a fiat-referenced payment token, and smUSD, an institutional yield product, into European, Asian, and qualifying United States markets. The architecture combines a proposed Cayman Islands parent, a British Virgin Islands regulated issuer, a Cayman Islands segregated portfolio fund, a Luxembourg European distribution feeder, partner-of-record arrangements across Asia, and a GENIUS Act-aligned United States compliance pathway delivered through Anchorage Digital Bank, National Association.

Design Principles

  • Institutional credibility in each operating jurisdiction
  • Supervisory clarity with named competent authorities
  • Forward-compatibility with MiCA, the GENIUS Act, the HK Stablecoin Ordinance, and the Singapore Payment Services Act
  • Bankruptcy-remote treatment of all reserve assets

Coverage at Launch

  • Europe: 9 EU/EEA member states under AIFMD passport
  • United Kingdom: Professional Clients via FCA National Private Placement Regime
  • Switzerland: qualified investor private placement under FinSA
  • Asia: Singapore, Hong Kong, Japan, UAE institutional
  • United States: via Anchorage Digital Bank N.A. under GENIUS Act
Figure 1 — Regulatory Coverage Map
Minted Protocol — Multi-Jurisdictional Coverage EUROPE Lux SICAV-RAIF Feeder AIFMD Passport · MiFID II DE · FR · NL · LU · IE IT · ES · BE · AT Outside MiCA Scope Article 2(4)(c) Exclusion ASIA Partner-of-Record Licensed Distribution Channels SG · QCP (MAS CMS) HK · HashKey (SFC 1/9) JP · Licensed Partners (FSA) Institutional & PI Access UNITED STATES Anchorage Digital Bank, N.A. OCC National Trust Charter GENIUS Act Permitted Payment Stablecoin Issuer Federal Preemption of State MTL Requirements

02Entity Architecture

The architecture is organized in three operational layers under a single Cayman Islands parent: an Issuance Layer in the British Virgin Islands, a Yield Vehicle Layer in the Cayman Islands, and a Distribution Layer in Luxembourg. Each layer is supervised by a competent national authority under a defined statutory framework.

Figure 2 — Entity Stack
PARENT Minted Protocol Parent Entity Cayman Islands · Exempted Company ISSUANCE LAYER Minted Issuer (BVI) Ltd. British Virgin Islands VASP Act 2022 · BVI FSC mUSD Issuance YIELD VEHICLE LAYER Minted Yield (Cayman) SPC Cayman Islands CIMA Regulated Mutual Fund smUSD Vault DISTRIBUTION LAYER Lux SICAV-RAIF Feeder Luxembourg AIFMD Art. 3(2) Sub-Threshold European Channel SP1 Kairos B+ Litigation Finance SP2 Future Strategy SP-N Future Strategy Statutorily ring-fenced segregated portfolios under Cayman SPC law

Minted Protocol Parent Entity

Cayman Islands exempted company. Holds intellectual property, brand rights, and ownership interests in operating subsidiaries. Common-law jurisdiction. No direct operating activity at the parent level.

Minted Issuer (BVI) Ltd.

British Virgin Islands company. Registered under the BVI Virtual Assets Service Providers Act, 2022. Supervised by the BVI Financial Services Commission. Sole permitted issuer of mUSD outside the United States.

Minted Yield (Cayman) SPC

Cayman Islands segregated portfolio company. Registered as a Regulated Mutual Fund under the Cayman Islands Mutual Funds Act. Supervised by the Cayman Islands Monetary Authority. Each strategy held in a discrete segregated portfolio with statutory ring-fencing.

Luxembourg SICAV-RAIF

Société d'Investissement à Capital Variable, structured as a Reserved Alternative Investment Fund. Sub-threshold AIFM under AIFMD Article 3(2). Luxembourg-licensed depositary bank. Channels European institutional capital into the SPC sub-portfolios.

03European Distribution Framework

European institutional and qualified investor access is delivered through the Luxembourg SICAV-RAIF feeder, AIFMD-passported into nine member states at launch and structured to fall outside the scope of the Markets in Crypto-Assets Regulation under Article 2(4)(c).

Figure 3 — European Capital Flow
EU/EEA · UK · SWISS Professional Investors MiFID II Annex II equivalents Germany France Netherlands Luxembourg Ireland Italy Spain Belgium Austria + UK + Switzerland UK · FCA NPPR (Professional Clients) CH · FinSA qualified investors subscribe LUX FEEDER SICAV-RAIF Sub-Threshold AIFM AIFMD Art. 3(2) CSSF Notified Lux Depositary Bank feeds into VAULT Minted Yield SPC Cayman Islands CIMA Regulated smUSD Issuance Sub-Portfolio Allocation MiCA EXCLUSION · ARTICLE 2(4)(c) smUSD is a MiFID II financial instrument — outside MiCA scope

3.1 AIFMD Passport Coverage

Member StateNotifying Authority
GermanyBundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
FranceAutorité des Marchés Financiers (AMF)
NetherlandsAutoriteit Financiële Markten (AFM)
LuxembourgCommission de Surveillance du Secteur Financier (CSSF)
IrelandCentral Bank of Ireland
ItalyCommissione Nazionale per le Società e la Borsa (Consob)
SpainComisión Nacional del Mercado de Valores (CNMV)
BelgiumFinancial Services and Markets Authority (FSMA)
AustriaFinanzmarktaufsicht (FMA)

3.2 MiCA Classification Analysis

The smUSD product, accessed in Europe via the Luxembourg feeder, qualifies as an interest in a collective investment undertaking. Under Article 2(4)(c) of the Markets in Crypto-Assets Regulation (Regulation (EU) 2023/1114), crypto-assets that qualify as financial instruments under MiFID II are excluded from the scope of MiCA.

Regulatory Consequence
No MiCA whitepaper required · No ART/EMT classification required · No CASP authorization required · Applicable regime is AIFMD supplemented by national MiFID II implementing legislation

3.3 United Kingdom Coverage

Following the United Kingdom's withdrawal from the European Union, the AIFMD passport no longer extends into the UK. UK institutional access is delivered through the Financial Conduct Authority's National Private Placement Regime under FUND 10.5 of the FCA Handbook (and the equivalent provisions of SUP 13A), which permits a sub-threshold non-UK Alternative Investment Fund Manager to market non-UK Alternative Investment Funds to UK Professional Clients and Eligible Counterparties as defined under the FCA's Conduct of Business Sourcebook (COBS 3.5 / 3.6).

The mechanism is a one-time NPPR notification filed with the FCA prior to marketing, requiring confirmation of AIFM regulatory status, fund structure, target investor base, and AML/CFT compliance posture. Distribution to UK retail clients is not permitted under NPPR and is reserved for the post-FCA-authorization phase of the regulatory roadmap.

UK reach via NPPR: UK institutional asset managers, insurance and pension fund LPs, family offices meeting Professional Client thresholds, and the Eligible Counterparty / Professional Client books of UK private banks.

3.4 Switzerland and EEA Adjacent Coverage

Swiss qualified investors — banks, asset managers, family offices, pension funds — are addressable through the Luxembourg feeder under Switzerland's Financial Services Act (FinSA) private placement framework. Iceland, Norway, and Liechtenstein are addressable under the AIFMD passport mechanism.

04Asian Distribution Framework

Asian institutional and qualified investor distribution is delivered through partner-of-record arrangements with locally-licensed counterparties in Singapore, Hong Kong, and Japan, supplemented by direct subscription channels for UAE qualified investors.

Figure 4 — Asian Distribution Channels
PARTNER-OF-RECORD ARCHITECTURE Singapore PARTNER QCP Capital MAS CMS Licensed ELIGIBILITY Accredited Investors Securities & Futures Act Hong Kong PARTNER HashKey SFC Type 1 & 9 ELIGIBILITY Professional Investors SFO Schedule 1 Japan PARTNER Licensed FIB FSA Type 1 / CAES ELIGIBILITY Institutional Access FIEA Compliant UAE CHANNEL Direct Subscription into Cayman SPC SERIES A ADGM FSRA FSP Permission

4.1 Singapore

Institutional and accredited investor distribution is conducted through a partner-of-record agreement with QCP Capital, holder of a Capital Markets Services license issued by the Monetary Authority of Singapore. Subscription flows into the Cayman SPC are permitted for accredited investors as defined under the Securities and Futures Act and the Payment Services Act.

4.2 Hong Kong

Distribution to Hong Kong Professional Investors — defined under Schedule 1 of the Securities and Futures Ordinance as individuals with a portfolio of HK$8 million or above and corporates meeting equivalent thresholds — is conducted through a partner-of-record agreement with HashKey, holder of Type 1 (Dealing in Securities) and Type 9 (Asset Management) licenses issued by the Securities and Futures Commission of Hong Kong.

4.3 Japan

Institutional access is structured through licensed Japanese partners holding Type 1 Financial Instruments Business and Crypto Asset Exchange Service licenses issued by the Japan Financial Services Agency.

4.4 United Arab Emirates

Institutional subscription from UAE-domiciled qualified investors is permitted via direct subscription to the Cayman SPC. Expanded UAE distribution capability is delivered through an Abu Dhabi Global Market Financial Services Regulatory Authority Financial Services Permission, scheduled as a Series A regulatory milestone.

05United States GENIUS Act Compliance Framework

Minted's United States compliance pathway is delivered through a partnership with Anchorage Digital Bank, National Association — the only federally-chartered digital asset bank in the United States — qualifying as a Permitted Payment Stablecoin Issuer under the GENIUS Act of 2025.

Figure 5 — United States Issuance Architecture
GENIUS ACT OF 2025 — STATUTORY FRAMEWORK Federal regime for Permitted Payment Stablecoin Issuers · OCC supervision · Federal preemption of state MTL U.S. INSTITUTIONAL Federally-Supervised Counterparties Banks · Broker-Dealers Asset Managers · RIAs Pension Funds ISSUER OF RECORD Anchorage Digital Bank, N.A. OCC National Trust Charter PPSI under § 4(a)(1) & § 4(a)(2) PROTOCOL LAYER Minted Protocol Brand · Smart Contracts Canton Network mUSD Issuance PERMITTED RESERVE COMPOSITION · GENIUS ACT § 4(c) USD Deposits FDIC-Insured Banks U.S. Treasuries ≤ 93-day maturity Treasury Repos Collateralized Fed Reverse Repos Federal Reserve

5.1 Statutory Context

The Guiding and Establishing National Innovation for U.S. Stablecoins (GENIUS) Act of 2025 establishes the federal statutory framework for Permitted Payment Stablecoin Issuers operating in the United States. Under the Act, only a Permitted Payment Stablecoin Issuer may lawfully issue payment stablecoins for distribution to United States persons.

5.2 Anchorage Digital Bank, N.A.

Anchorage Digital Bank holds an Office of the Comptroller of the Currency National Trust Charter and qualifies as a Permitted Payment Stablecoin Issuer under the GENIUS Act in two distinct capacities:

5.3 Issuance Architecture

Anchorage Digital Bank acts as the regulated issuer of record for any United States-distributed mUSD, with Minted Protocol providing the brand, the smart contract layer, and the technical issuance infrastructure on the Canton Network. This delivers:

5.4 Redemption & Reporting

Section 4(d) Redemption

Contractual one-business-day redemption right at par for United States holders, satisfying GENIUS Act statutory requirements.

OCC Examination & Reporting

OCC examination under 12 U.S.C. § 481. Quarterly reserve composition disclosures, annual independent audit, continuous public reserve reporting.

06Securities Oversight

Securities-touching functions associated with the protocol's United States distribution — broker-dealer execution, alternative trading system supervision, and transfer agent recordkeeping for tokenized instruments distributed through Minted's Canton-native infrastructure — are conducted through Texture Capital Holdings Corp., a FINRA-member broker-dealer registered with the United States Securities and Exchange Commission, under a partner-of-record letter of intent executed on 28 April 2026.

Figure 6 — United States Securities Oversight Perimeter
PARTNER OF RECORD · TEXTURE CAPITAL HOLDINGS CORP. FINRA-Member Broker-Dealer · SEC-Registered · LOI 28 April 2026 BROKER-DEALER Trade Execution & Supervisory Controls FINRA Rule 3110 FINRA Rule 3120 FINRA Rule 4530 ALTERNATIVE TRADING SYSTEM Secondary Trading Venue Supervision SEC Regulation ATS 17 CFR § 242.300 et seq. TRANSFER AGENT Recordkeeping for Tokenized Positions Securities Exchange Act § 17A Rule 17Ad-7

6.1 Regulatory Perimeter

Texture's regulatory perimeter under this arrangement includes:

6.2 Scope Limitations

This arrangement is structurally limited to securities-touching components only. mUSD as a non-yield-bearing payment stablecoin is not a security under the Securities Act of 1933 and does not require broker-dealer intermediation; smUSD as a fund interest in the Cayman SPC Regulated Mutual Fund is distributed under Rule 506(c) of Regulation D for verified accredited investor offerings in the United States, with offshore distribution conducted under Regulation S, in each case through Texture's regulated capacity where United States distribution is in scope.

Compliance Outcome
By limiting Texture's perimeter to securities-touching functions and routing payment-stablecoin issuance through Anchorage Digital Bank (§5), the architecture preserves the structural separation required by the GENIUS Act between payment stablecoin issuance and securities intermediation.

07Reserve and Custody Architecture

Figure 7 — Reserve Architecture by Issuance Channel
NON-U.S. RESERVES Backing mUSD issued by Minted Issuer (BVI) Ltd. USD Cash Institutional Qualified Custodian Short-Duration U.S. Treasuries 100% Backing Daily Proof-of-Reserve Monthly Big Four Verification Public reserve composition disclosure U.S. RESERVES Backing mUSD issued by Anchorage Digital Bank, N.A. FDIC Bank Deposits Insured Depository Treasuries · Repos Fed Reverse Repos § 4(c) Eligible Assets OCC Supervisory Oversight Bankruptcy-Remote · § 4 Resolution Quarterly OCC disclosures · Annual independent audit

7.1 mUSD Reserves Outside the United States

7.2 mUSD Reserves Inside the United States

Reserves backing United States-distributed mUSD are held by Anchorage Digital Bank's qualified custodian under the GENIUS Act-permitted reserve composition framework, with bankruptcy-remote treatment under the Act's special resolution provisions.

7.3 smUSD Sub-Portfolio Assets

Assets held by each segregated portfolio of Minted Yield (Cayman) SPC are held under custody arrangements selected per strategy, with custodians limited to institutionally-recognized qualified custodians supervised by a competent national authority. Sub-portfolio asset custody is statutorily ring-fenced from other sub-portfolios under Cayman SPC law.

08Compliance & Anti-Money Laundering

The compliance stack operates across all entities under a unified policy framework, satisfying the obligations of each operating jurisdiction's competent authority.

Onboarding

  • KYC / Customer Identification Program
  • Institutionally-recognized identity providers
  • Source-of-funds verification at thresholds
  • Wallet verification

Sanctions Screening

  • OFAC · United Nations · EU · HM Treasury
  • Onboarding screen
  • Continuous re-screening
  • Transaction-level checks

Transaction Monitoring

  • On-chain analytics
  • Rules-based screening
  • Smart-contract whitelist enforcement
  • Travel Rule compliance

Governance

  • Designated MLRO per regulated jurisdiction
  • General Counsel oversight
  • Chief Advisor regulatory leadership
  • Independent compliance committee

09Regulatory Roadmap

The framework is designed for incremental enhancement as institutional demand and operating scale justify additional licensing. Documented forward milestones:

MilestoneTriggerAdds
Bermuda DABA Class F license Series A close Bermuda Monetary Authority supervisory oversight of issuance
Lithuania E-Money Institution license European retail demand confirmed European retail mUSD distribution under MiCA EMT framework
HKMA FRS Stablecoin license Hong Kong retail demand confirmed HK retail mUSD distribution under the Stablecoin Ordinance
Singapore PSA MPI license Singapore retail demand confirmed Direct SG retail mUSD distribution under the PSA
ADGM FSRA Permission MENA institutional anchor UAE and broader MENA institutional access
Full Luxembourg AIFM authorization Lux AUM exceeds AIFMD Art. 3(2) thresholds Unrestricted Luxembourg AIFM authorization

10Counsel & Entity Disambiguation

10.1 Counsel and Advisory

Cross-jurisdictional legal counsel coordinates the framework across operating jurisdictions:

Internal regulatory leadership is provided by the General Counsel and the Chief Advisor.

10.2 Entity Disambiguation

Minted Protocol is operated by MintedAssociates Corp. This legal architecture framework describes proposed and partner-of-record entities used to support regulated issuance, custody, distribution, and yield-vehicle workflows on the Canton Network. Minted Protocol is not affiliated with:

Primary Digital Surfaces
minted.app · deck.minted.app
This document forms part of the institutional diligence materials for Minted Protocol / MintedAssociates Corp and is provided for informational purposes only. It does not constitute an offer to sell or a solicitation of an offer to buy any security, token, or other instrument. Distribution of mUSD and smUSD is restricted to permitted jurisdictions and eligible counterparties as described herein. The architecture described is subject to ongoing development and the issuance of definitive partnership and regulatory documentation. Forward-looking statements regarding regulatory milestones reflect current intent and are not guarantees of future outcomes.